In the second half of the last century social thought passed under biological influence. Society was discussed in terms of biological analogies, that is, it was compared in its structure and functions to organic life. Herbert Spencer was the leader among those writers who attempted to analyze society in terms of biological figures of speech. He also stressed the structural nature of society, and in his Principles of Sociology he went into great detail in giving a historical description of social institutions.
The Greek writers, the Hebrews before them, the founder of Christianity made references to the likenesses between human society and plant and animal life. Mankind has often been compared to a tree or a plant with its manifold, evolving branches and fruit.
Spencer’s famous organic analogies were preceded by the studies of biologists, such as Lamarck and Darwin. Lamarck (1744–1829) argued that by activity and use man could develop traits which would be transmitted by inheritance. Although this theory has been undermined by Weismann, it served as a basis for the further study of the biological laws of human evolution.
The thought of Charles Darwin (1809–1882) upon the nature of evolution was stimulated in part by Malthus’ doctrine of surplus population and the consequent struggle for existence. He also based his ideas on the Lamarckian theory of transmission of acquired characters. He developed the concepts of the prodigality of nature and the struggle for existence, which led to the resultant concept of natural selection and survival of the fittest. The process of natural selection accounts for the instincts, imitation, imagination, reason as well as for self-consciousness, and the esthetic and religious impulses. In this way man, according to the Darwinian formula, has ascended by stages from the lower orders of life.
The fittest to survive, concluded Darwin, are those individuals who are best fitted to meet the conditions of their environment. If the environment be competitive, savage, brutal, then the fittest will be the strongest physically and the most vicious. If the environment be co-operative, then the fittest will be the individuals who co-operate best. With the development of intelligence and sagacity in early human society, individuals otherwise cruel learned to co-operate. A tribe of co-operating individuals would be victorious in a conflict with a tribe of non-co-operating members. Thus co-operation and a co-operating environment themselves are the result of natural selection.
Unfortunately, Darwin’s concept of natural selection has been grossly distorted. Upon this misapprehension, a doctrine of “social Darwinism” has gained recognition. According to this false interpretation of Darwinism, the tooth and fang struggle for existence among animals is the normal procedure among human beings. The most brutal, cruel, and shrewd men are “fitted” to survive in an environment of physical and mental competition. Likewise, the nations which can marshal together the most powerful armies and navies are the “fittest” to survive in a world where each nation is accountable unto itself alone. Thus, it is seen that human society is simply an extension of the animal society and that the fundamental law of social progress is the law of force and might, first physical, and then physical and psychical.
But this interpretation is false to Darwin’s own principles. While Darwin did describe and lay great emphasis upon the tooth and fang struggle for existence, he noted and stressed the fact that even among animals, modifying influences were at work. He made clear that co-operation exists among many species of animal life, and that this co-operative tendency is an important survival factor. He also saw that among the highest types of animals there were new and complex expressions of co-operation, and that the higher mental activity of these animal types seemed to be a correlate in some way of the greater co-operative spirit. The application of this principle to human progress implies that the co-operative spirit may ultimately become the chief survival force, and that some day the “fittest” to survive will be those individuals or groups of individuals who co-operate most wisely. This theory will be developed further in the chapter upon “Co-operation Theories in Sociology.” The chief contributors have been Kropotkin and Novicow.
Darwin made another important contribution to social science in his theory of sexual selection. This idea is a phase of natural selection. Among the higher animals the females choose their mates. The males, for example, with the singing voice and beautiful plumage, are the most likely to be chosen. These males thus become the progenitors of the next generation of the given species; the less attractive males mate if at all with the inferior types of females. Thus signs of male attractiveness come to possess survival value.XVI-1
Among human beings the principle of sexual selection operates, but in a reversed sexual form. During the earlier centuries of human history the custom developed whereby the males took the initiative in choosing mates. As a result, the females resorted to all sorts of devices to make themselves “attractive” and to get themselves “selected.”
The social theories of Herbert Spencer (1820–1903) have caused more controversy than those of any other writer in the sociological field. The fact that in these controversies the ideas of Spencer have usually been worsted will not blind the fair-minded seeker after truth to the important rôle which Spencer took in the field of social thought.
Spencer early developed the habit of causal thinking, that is, he believed in causes, and hence searched everywhere for causes. Because of the acrimonious discussions which took place between his father and mother, and because of his own independent nature, he repudiated the orthodox religious explanations of the universe. He was trained for the profession of civil engineering. His studies in mathematics and mechanics accentuated his precise and somewhat materialistic interpretation of the universe. His social theories are an outgrowth in part of his emphasis upon the laws of co-existence and sequences in the physical world.
In order to understand Spencer’s social laws it is necessary first to consider his general law of evolution. He traced everything in the world back through causal chains to two fundamental factors, namely, matter and motion—two aspects of force. As a result of the operation of some First Cause, an integration of matter began to take place, accompanied by a concomitant dissipation of motion. As a result, matter passes from an indefinite, incoherent homogeneity to a definite, coherent heterogeneity. During this process the unexpended motion undergoes a similar change.XVI-2
The best explanation of this law of evolution can be found in its application to societary phenomena. Suppose that a modern city neighborhood undertakes to organize itself. It possesses physical resources and mental abilities. The “neighbors” are all more or less untrained in community organization activities. In this sense they are homogeneous. At first they are unable to work together; in fact they do not know what to do; thus, they form “an indefinite, incoherent homogeneity.” But with experience in community organization activities, the individuals of the neighborhood learn to work together. Each finds the type of work which he can do best. All work toward a definite goal. Thus, a definite, coherent heterogeneity arises. Further, the unexpended energies of the people are influenced and transformed by the pattern ideas which experience in community organization measures has taught.XVI-3
This application of Spencer’s law of evolution to human progress has weak as well as strong points. There is not always an original homogeneity. Upon close examination this homogeneity disappears before a variegated conglomeration of heterogeneous experiences and potentialities of all the individuals who are concerned. It is not necessary to point out additional errors. Spencer deserves credit, however, for developing the concept of social evolution as a phase of natural evolution and for stressing the idea of natural causation in societary matters.
Spencer began his Principles of Sociology with a very elaborate description of primitive man—the original societary unit corresponding to the biological cell. The physical, emotional, and intellectual life of primitive man is given prominence. An analysis is made of the behavior of man, the original social unit, when he is exposed to the various environing conditions—inorganic, organic, and super-organic. The emphasis upon “man” as the primary unit neglects the importance of the “group” in the social evolutionary process. Moreover, Spencer underrated the intellectual nature of primitive man; he denied to early man the qualities involving excursiveness of thought, imagination, and original ideas.XVI-4
Spencer’s discussion of primitive ideas shows widespread reading of volumes of source materials. The “inductions” are often influenced by preconceived notions of human life, despite Spencer’s sincere desire and effort to be scientific. While the horde, the family, and other groups are described, the influences which are the result of the interaction of individual minds and the interactions between the individual and his group are scarcely recognized.
In regard to the state, Spencer carried forward the theories which have already been noted, namely, of individual rights. He repudiated the state which is the product of the military organization of society. Such a régime is primordial and uncivilized. It is an organization of homogeneous units in which the units, or the individuals, are slaves to the organization.
Spencer believed in a new industrial development whereby individuals would become differentiated and developed, and whereby individuals would be shifted from an autocratic maximum to a democratic maximum. To Spencer, man is vastly superior to the state. In the coming industrial order Spencer foresaw an era in which the main business of society will be to defend the rights of individuals. Spencer forecasted an epoch of industrial states which have abolished war. In such a day the only conflicts that will take place between states will be natural. These will be only the competitions that arise naturally between states that are engaged in building up the best individuals, that is, those persons who develop their individuality most freely and harmoniously.
The rise of industrial states with a minimum emphasis upon government and a maximum emphasis upon individuality will produce a world order in which national barriers will slowly melt away and a planetary unity will develop. Spencer’s industrialism, however, has fundamental weaknesses. It implies that social organization is more important than social process. It neglects to provide for inherent psychical changes. It assumes that an industrial society, per se, will be peaceful. It underestimates the importance of socializing motives.
In the changes from a military to an industrial organization of society, the six main sets of social institutions undergo deep-seated changes. Spencer describes at length these six institutional structures, namely, the domestic, ceremonial, political, ecclesiastical, professional, and industrial. Two, the political and industrial, have been mentioned on the preceding page. Spencer’s treatment of the other four is accurate to a degree but at fundamental points is unreliable—judged by current conceptions and data.
Perhaps Spencer is best known for his treatment of the organic analogy. He set up the hypothesis that society is like a biological organism and then proceeded to defend his thesis against all objections with great logical force. But logic was his sociological downfall, for it overcame his scientific insight.
Spencer found four main ways in which society resembles an organism.XVI-5 (1) In both cases growth is attended by augmentation of mass. (2) In each instance growth is accomplished by increasing complexity of structure. (3) In the organism and in society there is an interdependence of parts. (4) The life of society, like the life of an organism, is far longer than the life of any of the units or parts.
But there are ways in which society and an organism are unlike.XVI-6 These were analyzed by Spencer and determined to be merely superficial differences. There are four of these main differences. (1) Unlike organisms, societies have no specific extensive form, such as a physical body with limbs or a face. (2) The elements of society do not form a continuous whole as in the case of an animal. The living units composing society are free, and not in contact, being more or less dispersed. (3) The parts of society are not stationary and fixed in their positions relative to the whole. (4) In an organism consciousness is concentrated in a small part of the aggregate, while in society consciousness is diffused. The alleged superficiality in this difference between society and an organism was difficult for Spencer to maintain.
In discussing the organic analogy further, Spencer compared the alimentary system of an organism to the productive industries, or the sustaining system in the body politic.XVI-7 Furthermore, there is a strong parallelism between the circulatory system of an organism and the distributing system in society with its transportation lines; but more particularly, its commercial classes and media of exchange. Then, in both cases there has developed regulating systems. In an organism there is a dominant center and subordinate centers, the senses, and a neural apparatus. A similar structure appears in society in the form of an adjustive apparatus, or government, for the purpose of adjudicating the differences between the producers and the consumers. These parallelisms throw only a small measure of light upon the nature of society. They appear ridiculous when carried to an extreme, for example, to the extreme to which Spencer himself went when he compared the King’s Council to the medulla oblongata, the House of Lords to the cerebellum, and the House of Commons to the cerebrum.
Spencer uses his analogies very extensively and vigorously, and later refers to them as merely a scaffolding for building a structure of deductions. This conclusion contains contradictory elements. When the scaffolding is removed, society is left standing as a more or less intangible affair. If a society is like an organism, it experiences a natural cycle of birth, maturity, old age, and death. But according to the telic concept of progress that was advanced by Lester F. Ward and developed by later writers, the death of society does not come with organic inevitableness, but depends on the vision, plans, courage, and activities of that society’s members. A society need never die.
For many years it has been popular to criticise Spencer. Nearly all the criticisms are justified. Moreover, they have been so numerous that little of worth seems to be left in Spencer’s writings. However, Spencer’s contributions to social thought are not negligible for several reasons. (1) He emphasized the laws of evolution and natural causation. (2) He described social evolution as a phase of natural evolution. (3) He pointed out the likenesses between biological organisms and human society. (4) He made the rôle of social structures, or institutions, to stand out distinctly. (5) He stressed the importance of individuality. (6) He undermined the idea that the State is a master machine to which all the individual citizens must submit automatically.
In the United States, Spencer possessed an able and loyal friend in John Fiske (1842–1901). Fiske built his social thought upon the evolutionarily formulae of Darwin and Spencer. In his Cosmic Philosophy, or philosophy of the universe, Fiske contended that the evolution of man produced fundamental changes in the nature of cosmic evolution. With the development of man there appears a new force in the universe, the human spirit, or soul. The advent of this psychical entity has produced a subordination of the purely bodily, physical, material forces and established a control by spiritual forces. Moreover, in human evolution there has been a slowly increasing subordination of the selfish phases of spiritual life to the altruistic. With the apparent cessation in important bodily changes there have come unheralded and unanticipated psychical inventions, which have released man from the passive adaptation to environment which animals manifest, and given to him an increasingly positive control over the processes of adaptation. Humanity as the highest product of the evolutionary processes has the power to change the whole course of cosmic development. Fiske distinctly emphasized the psychical forces in evolution and the part which they are playing in making mankind purposeful and in organizing groups on social principles. Humanity is not a mere incident in evolution; it is the supreme factor.XVI-9 The main purpose of man is not the perpetuation of the species, but the development of increasingly higher and more social purposes.
Following the ideas of Maine, Tylor, McLennan, and Lubbock, Fiske concluded that social evolution originated when families, “temporarily organized among all the higher gregarious mammals, became in the case of the highest mammal permanently organized.”XVI-10 Gregariousness developed into definite family relationships and responsibilities. Social evolution produced an increased complexity and specialty in intelligence, which in turn required a lengthening of the period “during which the nervous connections involved in ordinary adjustments are becoming organized.” Such a transformation requires time, and hence the need for a period of infancy which is not common to the lower animals. Accompanying this period of infancy, there is the development of strong affection of relatively short duration among higher animals. Among mankind parental love takes on the characteristics not only of intensity and unselfishness but of duration and forgiveness. In this phase of evolution there is a correlative development of three factors, namely, the prolongation of infancy, the rise of parental affection, and increasing intelligence. The gradual prolongation of the period of infancy is partly a consequence of increasing intelligence, and in turn the prolongation of infancy affords the circumstances for the establishment of permanent relationships, of reciprocal behavior, of sociality.
Fiske was one of the first social philosophers to point out the significance of foresight as a phase of evolutionary development. Perhaps the chief way in which civilized man is distinguished from the barbarian is in his ability “to adapt his conduct to future events, whether contingent or certain to occur.” Civilized man has the power to forego present enjoyment in order to safeguard himself against future disaster.XVI-12 This quality is the essence of prudence and is due in large part to civilized man’s superior power of self-restraint, one of the chief elements in moral progress. It is equally important as “an indispensable prerequisite to the accumulation of wealth in any community.” It is the basic factor in civilized man’s elaborate scientific provisions and in his numerous far-reaching philosophic and religious systems.
Paul von Lilienfeld (1829–1903) made the organic analogy a definite part of his theory of society. He compared the individual to the cells in an organism; the governmental and industrial organizations, to the neural system; and the cultural products of society, to the intercellular parts of an organism.XVI-13
Lilienfeld compared the stages of growth of the individual to the stages of racial development, namely, savage, barbarian, and civilized. This analogy was made use of by Fiske. Although somewhat true in a very general sense, this recapitulation theory cannot be carried into minute details.
The concept of social capitalization was originated by Lilienfeld. By it he meant the ability of society to store up useful ideas and methods and transmit them from generation to generation. In this way each generation becomes the inheritor of all the human experiences that have gone before.
Lilienfeld was one of the first sociological writers to develop the definite concept of social pathology.XVI-14 His treatment of this theme, however, was exceedingly weak. He distinguished between a normal and diseased organism and then, by analogy, between a normal and diseased society. Social pathology, according to Lilienfeld, deals with three sets of diseases, namely, of industry, of justice, and of politics. Lilienfeld carried the organic analogy to a ridiculous and puerile extreme when he compared the diseases of industry to insanity; of justice, to delirium; of politics, to paralysis. He also elaborated a system of social therapeutics to correspond to the diseases.
In Albert Schaeffle (1831–1903), the organic analogy found another disciple, but a more worthy one than either Spencer or Lilienfeld. In the thought of Schaeffle, society is not primarily a large organism but a gigantic mind. Schaeffle presented a functional analogy rather than a biological analogy. Whereas Spencer was especially interested in social structures, Schaeffle set his attention upon social functions.
In his functional analogies Schaeffle compared the reason with the legislature in society; the will, with the executive officers; and the esthetic judgment, with the judiciary. Schaeffle’s psychology is inaccurate and on the whole unscientific; his analogies add little to an understanding of society. Nevertheless, his thought on these subjects represents an advance over the ideas of Spencer.
In the Bau und Leben des Socialen Körpers, Schaeffle undertook to develop a complete sociological system. His teachings follow the principle that “function leads structure and structure limits function.” Activities produce developments in bodily structure, and also cause the formation of new social institutions. Bodily structures and social institutions alike limit activities and usefulness. These propositions are a reversal of the emphasis which Spencer maintained. They are fundamentally correct.
Although Schaeffle referred frequently to the “social body,” he did not give the concept a specific meaning. He introduced the term “social process,” but did not analyze its nature. He repudiated the idea that the individual is the social unit; he considered the group to be the all-important unit in society. Natural selection in social evolution manifests itself in conflicts between the ideals of different groups. René Worms, it may be added, has assumed the existence of a social consciousness apart from the consciousness of individuals, and argued that the chief difference between biological organisms and social organizations is one of degree.
Schaeffle considered that government justifies itself in protecting the weaker members of society, and in maintaining the highest welfare of all. He pointed out the social responsibility which rests upon the best educated and most fortunate members of society. Schaeffle wisely emphasized the development of purposeful activity on the part of both the individual and society.
The ideas of John Stuart Mackenzie differ from those of Spencer, Lilienfeld, and Schaeffle. Mackenzie does not use the figure of an organic analogy; he speaks in terms of homologies. According to Mackenzie, society is not like an organism; it is organic.
The organic nature of society is three-fold. (1) There is an intrinsic relation between the parts of society and the whole. The individual reflects the culture of the group in which he has been trained. (2) The development of a group is by virtue of intrinsic processes. A group builds on ideas derived from both the past and from other groups, but it does not genuinely grow unless it takes these ideas and makes them over into a part of its own nature. (3) Society develops towards ends which are discoverable in society itself. By analysis of the ideals and motive forces of a group, it is possible to determine in what direction the group is moving.
Mackenzie argues for the inner principle of things and particularly of society. He believes, however, that knowledge concerning this inner principle and the essential unity of mankind cannot be reduced to a science, but will constitute the basis of a social philosophy. Social philosophy does not supply facts, but seeks to interpret the significance of the special aspects of human life with reference to the social unity of mankind.XVI-15
The family and the state are the two forms of association in which the most intimate bonds of union are nurtured. Language, if it can be called a social institution, is perhaps the most fundamental institution of all, because it produces that community of spirit whereby intimacy in social intercourse can take place and whereby the realization of a common good can be achieved.XVI-16
According to Mackenzie, there are three main lines of social progress, and hence three main types of social control to be encouraged.XVI-17 (1) The control of natural forces by human agencies. (2) The control of individuals by the communal spirit. (3) Self control.
The road of social advance is beset with obstacles. The chief are these: (1) The dominance of vegetative needs. These economic factors are so universal and insistent that they are likely at any time to override all other human needs. (2) The insistence of animal impulses, chiefly love and strife. While love promotes unity, it generally produced a limited unity. Moreover, one mode of unity is apt to conflict with other types of unity, and thus lead to intense strife. (3) The mastery of mechanism. Life is easily crushed under the weight of organization; thought, by scholastic pedantry; industry, by economic systems; nationality, by soulless bureaucracy. (4) Anarchism. The remedy for over-organization is not anarchy, for life and society are composed of numbers of conflicting tendencies, which must be controlled by the power of thought. But the exercise of merely individual thought will not suffice. Individual thought is likely to be egocentric, to evade the problems of group life, or to solve them selfishly. (5) Conservatism. An established and successful civilization is in danger of relying too much on its past. It often carries within itself the canker of decay, and frequently lacks any clear vision of higher development.
Mackenzie is committed to internationalism. It is no longer fitting for anyone to think of his own country as an exclusive object of devotion. “The earth is our country, and all its inhabitants are our fellow-citizens; and it is only the recognition of this that entitles us to look for any lasting security.”
Mackenzie advances beyond the organic analogists when he describes the ways in which society is organic. As a social philosopher he has contributed important pattern-ideas. He has escaped from the foibles of the organic analogy and at the same time indicated the values that lie beneath that concept.
This chapter deals with a significant period in the history of social thought. The biology of the time was very faulty and the sociological applications of biological knowledge were consequently of little merit. The early years of the present century were characterized by noteworthy improvements in biological thinking. The facts about the laws of heredity and variation increased in number; a science of heredity was established. The first decade of the present century also marks the rise of the science of eugenics. In a later chapter the contributions of recent scientific biology, and particularly of eugenics, to social thought will be presented.