CHAPTER XIV LAST MONTHS IN FRANKFORT—THE URFAUST

1775

As he represents it in his Autobiography, this was the situation in which Goethe found himself on his return to Frankfort. All his personal friends warmly welcomed him back, though his father did not conceal his disappointment that he had not continued his travels into Italy. As for Lili, she had taken it for granted that the departure of her betrothed without a word of leave-taking could only imply his intention to break with her. Yet it was reported to him that in the face of all obstacles to their union she had declared herself ready to leave her past behind her and share his fortunes in America. Their intercourse was resumed, but they avoided seeing each other alone, as if conscious of some ground of mutual estrangement. "It was an accursed state, in some ways resembling Hades, the meeting-place of the sadly-happy dead." In view of these relations between Lili and himself, he further adds, all their common friends were decidedly opposed to their union.

Such is the account which, in his retrospect, Goethe gives of his situation after his return to Frankfort, but his correspondence at the time shows that it cannot be accepted as strictly accurate. During the three remaining months he spent in Frankfort he on four different occasions visited Offenbach, where he must often have seen her alone. What his letters indeed prove is that he was characteristically content to let each day bring its own happiness or misery, and to leave events to decide the final issue. On August 1st, a few days after his return, he writes to Knebel: "I am here again ... and find myself a good deal better, quite content with the past and full of hope for the future."[229] Two days later he was in Offenbach, and from Lili's own room he writes as follows to the Countess: "Oh! that I could tell you all. Here in the room of the girl who is the cause of my misery—without her fault, with the soul of an angel, over whose cheerful days I cast a gloom, I.... In vain that for three months I have wandered under the open sky and drunk in a thousand new objects at every pore."[230] To Lavater on the following day he writes that he has been riding with Lili, and adds these words with an N.B.: "For some time I have been pious again; my desire is for the Lord, and I sing psalms to him, a vibration of which shall soon reach you. Adieu. I am in a sore state of strain; I might say over-strain. Yet I wish you were with me, for then it goes well in my surroundings."[231] A letter addressed to Merck later in the same month would seem to show that he had at least no intention of seeking an immediate union with Lili. By the end of the year at the latest, he says, he must be off to Italy, and he prays Merck to prevail with his father to grant his consent.

A crisis in the relations between the lovers came on the occasion of the Frankfort fair in the second week of September. The fair brought a crowd of males, young, middle-aged, and old, all on more or less intimate terms with the Schönemann family, and their familiarities with Lili were gall and wormwood to Goethe, though he testifies that, as occasion offered, she did not fail to show who lay nearest her heart. Even in his old age the experience of these days recalled unpleasant memories. "But let us turn," he exclaims, "from this torture, almost intolerable even in the recollection, to the poems which brought some relief to my mind and heart."[232] A remarkable contemporary document from his hand proves that his memory did not exaggerate his state of mind at the time.[233] In the form of a Diary, expressly meant for his Countess, he notes day by day the alternating feelings which were distracting him. The Countess had urged him once for all to break his bonds, and in these words we have his reply: "I saw Lili after dinner, saw her at the play. I had not a word to say to her, and said nothing! Would I were free! O Gustchen! and yet I tremble for the moment when she could become indifferent to me, and I become hopeless. But I abide true to myself, and let things go as they will."[234]

In all this tumultuous effusion we see the side of Goethe's nature which he has depicted in Werther, in Clavigo, and Fernando. Yet all the while he was completely master of his own genius. Throughout all his alternating raptures and despairs he was assiduously practising the arts to which his genius called him. He diligently contributed both text and drawings to Lavater's Physiognomy; he worked at art on his own account, making a special study of Rembrandt; and, as we shall see, even at the time when his relations to Lili were at the breaking-point he was producing poetical work which he never surpassed at any period of his life. From two distinguished contemporaries, both men of mature age, who visited him during this time of his intensest preoccupation with Lili, we have interesting characterisations of him which complement the impressions we receive from his own self-portraiture. The one is from J.G. Sulzer, an author of repute on matters of art. "This young scholar," Sulzer writes, "is a real original genius, untrammelled in his manner of thinking, equally in the sphere of politics and learning.... In intercourse I found him pleasant and amiable.... I am greatly mistaken if this young man in his ripe years will not turn out a man of integrity. At present he has not as yet regarded man and human life from many sides. But his insight is keen."[235] The other writer is J.G. Zimmermann, one of the remarkable men of his time, whose book on Solitude, published in 1755, had brought him a European reputation. "I have been staying in Frankfort with Monsieur Göthe," he writes, "one of the most extraordinary and most powerful geniuses who has ever appeared in this world.... Ah! my friend, if you had seen him in his paternal home, if you had seen how this great man in the presence of his father and mother is the best conducted and most amiable of sons, you would have found it difficult not to regard him through the medium of love."[236]

On October 12th, 1775, happened an event which was to be the decisive turning-point in Goethe's life. On that day the young Duke of Weimar and his bride arrived in Frankfort on their way home from Carlsruhe, where they had just celebrated their marriage, and again both warmly urged him to visit them at Weimar.[237] We have it on Goethe's own word that he had decided on a second flight from Frankfort as the only escape from his unendurable situation, but the invitation of the ducal pair brought his decision to a point. He accepted the invitation, announced his resolve to all his friends, and made the necessary preparations for his journey. The arrangement was that a gentleman of the Duke's suite, then at Carlsruhe, was to call for him on an appointed day and convey him to Weimar. The appointed day came, but no representative of the Duke appeared. To avoid the embarrassment of meeting friends of whom he had formally taken leave, he kept within doors, working off his impatience in the composition of a play which the world was afterwards to know as Egmont. More than another week passed, and, weary of his imprisonment, he stole out in the darkness enveloped in a long cloak to avoid recognition by chance friends. In his memory there lived one of these night-wanderings when he stood beneath Lili's window, heard her sing the song, beginning Warum ziehst du mich unwiderstehlich, in which, in the first freshness of his love, he had described the witchery with which she had bound him, and, the song ended, saw from her moving shadow that she paced up and down the room, evidently deep in thoughts which he leaves us to divine. Only his fixed resolve to renounce her, he adds in his narrative of the incident, prevented him from making his presence known to her.

There was one member of the Goethe household who was not displeased at the non-appearance of the ducal representative. The father had from the first been strenuously opposed to his son's going to Weimar, and in his opinion the apparent breach of the appointment was only an illustration of what a commoner was to expect in his intercourse with the great. His own desire was that his son should proceed to Italy with the double object of breaking his connection with Lili, and of enlarging his experience by an acquaintance with that country and its treasures. The embarrassing predicament of his son offered the opportunity of realising his desire, and he now proposed to him that he should at once start for Italy and leave his cares behind him. In the circumstances there appeared to be no other alternative, and on October 30th Goethe left Frankfort with Italy as his intended goal. Heidelberg was to be his first stage, and on the way thither he began the Journal in which he meant to record the narrative of his travels. The two pages he wrote are the intense expression of the mental strain in which he set forth on a journey which was to have such a different issue from what he dreamt. The parting from Lili was uppermost in his thoughts. "Adieu, Lili," he wrote, "adieu for the second time! The first time we parted I was full of hope that our lots should one day be united.[238] Fate has decided that we must play our rôles apart."

At Heidelberg he spent a few days in the house of a lady of whom we have already heard—that Mademoiselle Delf who had so effectually brought matters to a point between Goethe and Lili. She was now convinced that the betrothal had been a mistake, but, undismayed, she now suggested to him that there was a lady in Heidelberg who would be a satisfactory substitute for the lost one. One night he had retired to rest after listening to a protracted exposition of the Fräulein's projects for his future, when he was roused by the sound of a postilion's horn. The postilion brought a letter which cleared up the mystery of the delayed messenger. Hastily dressing, Goethe ordered a post-chaise, and, amid the vehement expostulations of his hostess, began the first stage of the journey which was to lead him not to Italy but to the Court of Weimar. It was the most momentous hour of his life, and, as he took his place in the carriage, he called aloud, in mock heroics, to the excited Fräulein words which he may have recently written in Egmont, and which had even more significance as bearing on his own future than he could have dreamed at the moment: "Child! Child! Forbear! As if goaded by invisible spirits, the sun-steeds of time bear onward the light car of our destiny; and nothing remains for us but, with calm self-possession, firmly to grasp the reins, and now right, now left, to steer the wheels here from the precipice and there from the rock. Whither he is hasting, who knows? Does anyone consider whence he came?"[239]

With him to Weimar Goethe bore two manuscripts to which, during his last years in Frankfort, he had, at one time and another, committed his deepest feelings as a man, his profoundest thoughts as a thinker, and his finest imaginations as a poet. The one contained the first draft of the drama which, as we have seen, was written in those days of torturing suspense preceding his final departure from his paternal home, and which, subsequently recast, was to take its place among the best known of his works—the tragedy of Egmont. Of far higher moment for the world, however, was the matter contained in the other of these manuscripts. Therein were set down the original portions of a poem which was eventually to fructify into one of the great imaginative products of all time—the drama of Faust.

Beyond all other of Goethe's productions previous to his settling in Weimar, these original scenes of Faust bring before us his deepest and truest self. In all the other longer works of that period, in Götz, in Werther, in Clavigo, and the rest, one side—the emotional side—of his nature had been predominantly represented; but in what he wrote of Faust we have all his mind and heart as he had them from nature, and as they had been schooled by time. It is one of the fortunate incidents in literary history that we now possess these fragments in which the genius of Goethe expressed itself with an intensity of imaginative force which he never again exemplified in the same degree. The original text was unknown till 1887, when Erich Schmidt found it in the possession of a grandnephew of a lady of the Court of Weimar,[240] who had copied it from the manuscript received by her from Goethe. It is uncertain whether the manuscript thus discovered exactly corresponds to the manuscript which Goethe took with him to Weimar, but the probability is that their contents are virtually identical.

As in the case of Der Ewige Jude, Prometheus, and other fragments of the Frankfort period, the successive scenes of the Urfaust were thrown off at different times on the inspiration of the moment, and the exact date of their production can only be a matter of conjecture. What we do know is that the figure of the legendary Faust had early attracted his attention. As a boy he had read at least one of the chap-books which recorded the wondrous history of the scholar who had sold himself to the devil, and, as a common spectacle in Germany, he must have seen the puppet-show in which the story of Faust was dramatised for the people. According to his own statement, it was in 1769 that the conception of a poem, based on the Faust legend, first suggested itself to him, but it was during the years 1774 and 1775 that most of the scenes of the Urfaust were written. Both by himself and others there are references during these years to his work on Faust, and as late as the middle of September, 1775, he tells the Countess Stolberg that, while at Offenbach with Lili, he had composed another scene.

What attracted Goethe to the legend of Faust was that it presented a framework into which he could dramatically work his own life's experience, equally in the world of thought and feeling. The story that depicted a passionate searcher for truth, rebelling against the limits imposed by the place assigned to man in the nature of things, who at all costs dared to burst these limits in order to enjoy life in all its fulness—this story had a suggestiveness that appealed to Goethe's profoundest consciousness. "I also," he says in his Autobiography, "had wandered at large through all the fields of knowledge, and its futility had early enough been shown to me. In life also I had experimented in all manner of ways, and always returned more dissatisfied and distracted than ever." Of this correspondence which Goethe recognised between the legendary Faust and his own being, the final proof is that on the basis of the legend he eventually constructed the work in which he embodied all that life had taught him of the conditions under which it has to be lived.

When Goethe first put his hand to the Urfaust, he had no definite conception of an artistic whole in which the suggestions of the legend should be focussed in view of a determinate end. As we have it, the Urfaust consists of twenty-two scenes—those that relate the Gretchen tragedy alone having any necessary connection with each other. All the successive parts, including the Gretchen tragedy, suggest improvisation under a compelling immediate impulse with no reference to what had gone before or what might come after. Apart from its poetic value, therefore, the Urfaust is the concentrated expression of what had most intensely engaged Goethe's mind and heart previous to the period when it was produced.

In the Urfaust we have neither the Prologue in the Theatre nor the Prologue in Heaven, but, with the exception of some verbal changes, the opening scene which introduces us to Faust is identical with that of the poem in its final form. Seated at his desk in a dusty Gothic chamber, furnished with all the apparatus for scientific experiment, Faust reviews his past life, and finds that he has been mocked from the beginning. In every department of boasted knowledge he has made himself a master, but it has brought satisfaction neither to his intellect nor his heart, and he has turned to magic in the hope that it would reveal to him the secrets that would make life worth living. As in the completed Faust, he opens the book of Nostradamus and finds the signs of the Macrocosmus and of the Earth-Spirit, by both of which he is baffled in his attempt to enter the arcana of being.

In the Urfaust, also, we have, with a few verbal alterations, the Scene in which Faust communicates to his famulus Wagner his cynical view of the value of human knowledge. In the Urfaust, however, are lacking the Scenes that follow in the completed poem—Faust's soliloquy and meditated suicide, the Easter walk, the appearance of Mephistopheles in the shape of a poodle, and the compact that follows. In place of these scenes we have but one, in which Mephistopheles, without previous introduction, is represented as a professor giving advice to a raw student who has come to consult him as to his future course of conduct and study. Of all the Scenes in the Urfaust this is the feeblest, and its immaturity, as well as its evident references to Goethe's own experiences at Leipzig, suggest that it was the earliest written. This Scene is followed by another reminiscent of Leipzig—the Scene in Auerbach's cellar, which mainly differs from the later form in being written in prose and not in verse—Faust and not Mephistopheles playing the conjuror in drawing wine from a table. In the completed poem we are next introduced to the Witches' Kitchen, where Faust is rejuvenated, and where he sees Margaret's image in a mirror—the reader being thus prepared for the tragedy that is to follow. In the Urfaust we pass with no connecting link from the Scene in Auerbach's Cellar to Faust's meeting with Margaret and the successive Scenes which depict her self-abandonment to Faust and her consequent misery and ruin. The content of these Scenes is virtually the same in both forms—the most important difference being that, while the concluding Prison Scene is in prose in the Urfaust, it is in verse in the later form. Of the three songs which Margaret sings, only the first, "There was a King in Thule," was retouched. In the Urfaust the duel between Valentin and Mephistopheles does not occur, and we have only Valentin's soliloquy on the ruin of his sister; and the scenes, Wald und Höhle, the Walpurgis Nacht, the Walpurgisnachtstraum, generally condemned by critics as inartistic irrelevancies, are likewise lacking.[241]

The Urfaust is the crowning poetic achievement of the youthful Goethe, and by general consent, as has already been said, he never again achieved a similar intense fusion of thought, feeling, and imagination. Apart from the opening Scenes, which have no dramatic connection with it, the Gretchen tragedy constitutes an artistic whole which by its perfection of detail and overwhelming tragic effect must ever remain one of the marvels of creative genius. Not less astonishing as a manifestation of Goethe's youthful power is the creation in all their essential lineaments of the three figures, Faust, Mephistopheles, and Margaret—figures stamped ineffaceably on the imagination of educated humanity. Be it said also that from the Urfaust mainly come those single lines and passages which are among the memorable words recorded in universal literature. Such, to specify only a few, are the Song of the Earth-Spirit; the lines commenting on man's vain endeavour to comprehend the past, and on the dreariness of all theory,[242] contrasted with the freshness and colour of life; Faust's confession of his religious faith, and Margaret's songs. To have added in this measure to the intellectual inheritance of the race assures the testator his rank among the great spirits of all time.

With the Urfaust, marking as it does the highest development which Goethe attained in the years of his youth, this record of these years may fitly close. His characteristics as they present themselves during that period are certainly in strange contrast to the conception of the matured Goethe which holds general possession of the public mind, at least in this country. In that conception the world was for the later Goethe "a palace of art," in which he moved—

"as God holding no form of creed
But contemplating all."[243]

But such transformations of human character are not in the order of nature, and, due allowance made for the numbing hand of time, the youthful Goethe remained essentially the same Goethe to the end. Behind the mask of impassivity which chilled the casually curious who sought him in his last years there was ever that etwas weibliches which Schiller noted in him in his middle age. In the critical moments of life he was in his maturity as in his youth subject to emotions which for the time seemed to be beyond his control. On the death of his wife his behaviour was that of one distracted. He described himself at the age of fifteen as "something of a chameleon," and, as already remarked, Felix Mendelssohn, who saw him a year before his death, declared that the world would one day come to believe that there had not been one but many Goethes. We have seen that throughout the period of his youth some external impulse to production was a necessity of his nature, and so it was to the close. What Behrisch and Merck and his sister Cornelia did for him in these early years, had to be done for him in later life by similar friends and counsellors. If, like Plato and Dante, he was "a great lover" in his youth, "a great lover" he remained even into time-stricken age; when past his seventieth year he was moved by a passion from which, as in youth, he found deliverance by giving vent to it in passionate verse. It is in the youthful Goethe, before time and circumstance had dulled the spontaneous play of feeling, that we see the man as he came from nature's hand, with all his manifold gifts, and with all his sensuous impulses, tossing him from one object of desire to another, yet ever held in check by the passion that was deepest in him—the passion to know and to create.

Garden City Press Limited, Letchworth, Herts.

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